Jobs in Karachi

HBL Asset Management Limited Jobs Manager Compliance

HBL Asset Management Limited Jobs Manager Compliance:

Organization: HBL Asset Management Limited

Position Title: Manager Compliance
Location: Head Office – Karachi

Job Responsibilities:

  • Ensuring compliance of Collective Investment Scheme(s) with NBFC Rules and Regulations.
  • Assisting Supervisor/Sr. Management in correspondence with the Commission and Regulator(s) on behalf of AMC.
  • Provide direction and establish guidelines for subordinates in performing effective KYC and AML activities.
  • Monitor and review KYC and AML activities from time to time and report identified exceptions to Sr. Management (if any).
  • Monitor and report exceptions observed from company existing policies to Supervisor/Sr. Management with remedial actions (if any).
  • Provide guidance to department subordinate(s) in developing various reports/Compliance purposes.
  • Coordinate with other concerned departments for ensuring compliance with NBFC Rules and Regulations.
  • Preparation and drafting of Minutes of Meetings of Board Sub-committees and perform secretarial function where required.
  • Report to members of the Investment Committee on compliance and risk management of Collective Investment Schemes from time to time.
  • Provide latest updates and feedback on amendments in the NBFC Regulatory Framework to concerned departments.
  • Suggest from time to time to the Supervisor/Sr. Management on new Risk and Compliance activities, trends and practices in the industry.
  • Maintain follow up on internal audit observations and other directives issued by the Sr. Management/Board sub-committees.
  • Coordinate with SECP on investor’s complaint and other matters.
  • Perform tasks that may be assigned from time to time.

Required Competencies to successfully perform:

  • Strong knowledge and exposure to NBFC’s Regulatory Framework
  • Strong Team Management skills – a team player with outstanding work ethics and high level of motivation & persistence
  • Effective Communication Skills (written and verbal both) – to be able to prepare legal reports, proposals, job descriptions, policies and procedures.
  • Strong Negotiation Skills and the ability to counsel.
  • Strong Analytical Skills
  • Interpretation of Corporate Laws

Required Education & Experience:

  • Minimum Bachelor’s degree in Finance/Law/ Professional Qualifications from a reputable / HEC recognized institution or from a renowned local/ foreign university / accounting body.
  • 5-8 years of relevant experience.

How to Apply: If you meet the criteria for the advertised position please apply in confidence on the Link; Apply Online

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HBL Asset Management Limited Jobs Manager Compliance


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